Exhibit 1.01
Quanta Services, Inc.
Conflict Minerals Report
(for the Year Ended December 31, 2016)
This Conflict Minerals Report for Quanta Services, Inc. (the Company, Quanta, we or
our) for the calendar year ended December 31, 2016 is filed in compliance with the reporting requirements of Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as
amended. Certain terms included in this Conflict Minerals Report are defined within Rule 13p-1 and Release No. 34-67716 issued by the Securities and Exchange
Commission (the SEC) on August 22, 2012. Therefore, please refer to those sources for such definitions. A copy of this Conflict Minerals Report can be found on our website at www.quantaservices.com.
|
I. |
Applicability of Rule 13p-1 |
For the calendar
year ended December 31, 2016, the Company determined that certain of our subsidiaries were subject to Rule 13p-1 as a result of manufacturing or contracting to manufacture products for sale to third
parties reasonably believed to contain tin, tantalum, tungsten and/or gold (the Conflict Minerals), where such Conflict Minerals are necessary to the functionality or production of such products.
|
II. |
Reasonable Country of Origin Inquiry |
The Company does not source any Conflict Minerals
used in the production of its products directly from any smelters or refiners. However, we identified 137 suppliers from whom we may have purchased components containing necessary Conflict Minerals (the Subject Suppliers). After
identifying this group, we conducted a reasonable country of origin inquiry (RCOI) to determine whether any of the Conflict Minerals used in the production of our products originated in the Democratic Republic of the Congo or an
adjoining country or whether they came from recycled or scrap sources. The Company and our third party conflict minerals service provider engaged in a systematic outreach to all Subject Suppliers, utilizing the Conflict-Free Sourcing
Initiatives Conflict Minerals Reporting Template (CMRT), developed by the Electronic Industry Citizenship Coalition and the Global e-Sustainability Initiative, to request confirmation
of the presence of Conflict Minerals in the raw materials or components they supplied to the Company and information regarding the country and facility of origin of any such Conflict Minerals. Specifically, our efforts included sending to each
Subject Supplier an initial communication containing the CMRT and providing access to an engagement portal with various educational resources intended to facilitate their understanding of the RCOI process and the CMRT questions. Further, if a
Subject Supplier was unable to provide a completed CMRT, other suppliers in the supply chain were engaged in an effort to establish a chain of custody to the smelter or refiner.
After establishing an initial deadline for return of completed CMRTs, we sent several follow-up
requests to non-responsive Subject Suppliers. We ultimately received responses from approximately 53% of the Subject Suppliers, 84% of which indicated that one or more Conflict Minerals was necessary to the
functionality or production of the products they supplied to the Company. The responses were reviewed for plausibility and consistency, and additional information was requested as needed to clarify any imprecise responses. The smelter and refiner
information collected was compared against our service providers smelter/refiner database, which contains companies that are known metal processors, companies that are exclusive recyclers, countries of origin for certain mines, and
conflict-free certification status for certain smelters and refiners.
Based on the results of our RCOI, we have reason to believe that
the Conflict Minerals necessary to one or more of the Companys products may have originated within the Democratic Republic of the Congo or an adjoining country and are not from recycled or scrap sources. As such, we conducted further due
diligence as described below.
|
III. |
Due Diligence Measures Performed |
The Companys due diligence program was designed
based on the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (the OECD Framework), an internationally recognized due diligence framework. As an initial step in our
program, we established an internal, cross-functional team and internal reporting processes to identify the presence of all Conflict Minerals within Quantas products and supply chain and to determine the applicability of Rule 13p-1.
1
Additionally, as mentioned above, we engaged a third party conflict minerals service provider to
identify and assess risk in our supply chain and to compile and review available information on smelters and refiners in our supply chain. We utilized the CMRT as a preliminary means to identify the smelters and refiners in our supply chain. Based
on the responses we received from the Subject Suppliers, we determined that approximately 21% of the verified smelters and refiners required further diligence on the source and chain of custody of the Conflict Minerals they processed. This
determination was based on responses indicating that a Subject Supplier or its supply chain was known or thought to source Conflict Minerals from the Democratic Republic of the Congo or an adjoining country or that Conflict Minerals were sourced
from countries which are not known to have reserves.
After establishing the smelters and refiners in our supply chain, we sought to
determine those that are certified as conflict-free. To make this determination we relied on internationally accepted audit standards, including the CFSI Conflict-Free Smelter Program. If a smelter or refiner was not certified by such a standard, we
undertook further steps to obtain information about its sourcing practices, including countries of origin and transfer, and to determine whether the smelter or refiner maintains internal due diligence procedures or other processes that track the
chain of custody of its minerals. In these respects, we reviewed whether the facility has a documented, effective and communicated conflict-free policy, whether the facility has an accounting system to support a mass balance of materials processed,
and whether the facility retains traceability documentation. To obtain this information we made up to three attempts to contact each smelter or refiner and reviewed publicly available information.
On an annual basis, we plan to review the risks identified in our supply chain and respond to such risks as necessary. We also produce this
annual Conflict Minerals Report, which describes our supply chain due diligence processes and findings in detail and is filed with the SEC and posted on our website at www.quantaservices.com.
|
IV. |
Independent Private Sector Audit and Risk Mitigation |
In accordance with the guidance
provided in the SECs Statement on the Effect of the Recent Court of Appeals Decision on the Conflict Minerals Rule, issued April 29, 2014, this Conflict Minerals Report was not audited by an independent private sector auditor.
With respect to the products we manufacture or contract to manufacture for sale to third parties that are reasonably believed to contain
Conflict Minerals (described in further detail below), we undertake to complete the following steps to mitigate the risk that such Conflict Minerals directly or indirectly finance or benefit armed groups: continue to assess the presence of Conflict
Minerals in our supply chain; continue to engage our direct suppliers with annual requests for Conflict Minerals reporting information, targeting a higher response rate; and if ultimately required, conduct an audit of our Conflict Minerals due
diligence measures to determine whether they conform, in all material respects, to the criteria set forth in the OECD Framework.
|
V. |
Results of Due Diligence Performed and Product Description |
After completion of our due
diligence process for the calendar year ended December 31, 2016, we determined that certain of our necessary Conflict Minerals did not originate in the Democratic Republic of the Congo or an adjoining country, or originated from recycled or
scrap sources. However, we were unable to obtain sufficient information to fully identify all the processing facilities utilized to produce our necessary Conflict Minerals or all the countries of origin of our necessary Conflict Minerals.
The products we manufacture or contract to manufacture for sale to third parties that are reasonably believed to contain Conflict Minerals
include certain pipeline and downhole inspection tools and certain protection and control panels for use in electrical substations. The Conflict Minerals are predominantly utilized in electrical components within these products
(e.g., integrated circuits, resistors, printed circuit boards and electrical connectors). Our efforts to determine the mine or location of origin of the necessary Conflict Minerals with the greatest possible specificity are set forth above
under Due Diligence Measures Performed. Set forth below are the processing facilities and countries of origin that the Company has been able to confirm based on the information provided by our Subject Suppliers and our subsequent due diligence.
2
Because Quanta is a downstream user of Conflict Minerals, we must rely on the representations and
information provided by our Subject Suppliers and other third parties within our supply chain. As a result, incomplete or inaccurate information provided by the Subject Suppliers or by a smelter or refiner could affect the accuracy or completeness
of the information set forth below or other information contained in this Conflict Minerals Report.
Processing Facilities
|
|
|
Processing
Facility Name
|
|
Conflict
Mineral(s)
|
5NPLUS |
|
Tin |
A.L.M.T. Corp.* |
|
Tungsten |
Abington Reldan Metals, LLC |
|
Gold |
ACL Metais Eireli |
|
Tungsten |
Advanced Chemical Company* |
|
Gold |
Aida Chemical Industries Co., Ltd.* |
|
Gold |
Al Etihad Gold* |
|
Gold |
Allgemeine Gold-und Silberscheideanstalt A.G.* |
|
Gold |
Almalyk Mining and Metallurgical Complex (AMMC)* |
|
Gold |
Alpha* |
|
Tin |
An Thai Minerals Company Limited |
|
Tin |
An Vinh Joint Stock Mineral Processing Company |
|
Tin |
AngloGold Ashanti Corrego do Sitio Mineracao* |
|
Gold |
Argor-Heraeus SA* |
|
Gold |
Asahi Pretec Corporation* |
|
Gold |
Asahi Refining Canada Limited* |
|
Gold |
Asahi Refining USA Inc.* |
|
Gold |
Asaka Riken Co., Ltd.* |
|
Gold |
Asia Tungsten Products Vietnam Ltd.* |
|
Tungsten |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
|
Gold |
AU Traders and Refiners* |
|
Gold |
Aurubis AG* |
|
Gold |
Bangalore Refinery* |
|
Gold |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)* |
|
Gold |
Boliden AB* |
|
Gold |
C. Hafner GmbH + Co. KG* |
|
Gold |
Caridad |
|
Gold |
CCR Refinery - Glencore Canada Corporation* |
|
Gold |
Cendres + Métaux SA |
|
Gold |
Changsha South Tantalum Niobium Co., Ltd.* |
|
Tantalum |
Chenzhou Diamond Tungsten Products Co., Ltd.* |
|
Tungsten |
Chenzhou Yunxiang Mining and Metallurgy Company Limited* |
|
Tin |
Chimet S.p.A.* |
|
Gold |
China Tin Group Co., Ltd.* |
|
Tin |
Chongyi Zhangyuan Tungsten Co., Ltd.* |
|
Tungsten |
Chugai Mining |
|
Gold |
CNMC (Guangxi) PGMA Co. Ltd. |
|
Tin |
|
|
|
Processing
Facility Name
|
|
Conflict
Mineral(s)
|
Conghua Tantalum and Niobium Smeltry |
|
Tantalum |
Cooperativa Metalurgica de Rondônia Ltda.* |
|
Tin |
CV Ayi Jaya* |
|
Tin |
CV Dua Sekawan* |
|
Tin |
CV Gita Pesona* |
|
Tin |
CV Nurjanah |
|
Tin |
CV Serumpun Sebalai* |
|
Tin |
CV Tiga Sekawan* |
|
Tin |
CV United Smelting* |
|
Tin |
CV Venus Inti Perkasa* |
|
Tin |
D Block Metals, LLC* |
|
Tantalum |
Daejin Indus Co., Ltd.* |
|
Gold |
Daye Non-Ferrous Metals Mining Ltd. |
|
Gold |
DODUCO GmbH* |
|
Gold |
Dowa* |
|
Gold Tin
|
DSC (Do Sung Corporation)* |
|
Gold |
Duoluoshan* |
|
Tantalum |
Eco-System Recycling Co., Ltd.* |
|
Gold |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
|
Tin |
Elemetal Refining, LLC |
|
Gold |
Elmet S.L.U. |
|
Tin |
EM Vinto* |
|
Tin |
Emirates Gold DMCC* |
|
Gold |
Estanho de Rondônia S.A.* |
|
Tin |
Exotech Inc. |
|
Tungsten Tantalum
|
F&X Electro-Materials Ltd.* |
|
Tantalum |
Fenix Metals* |
|
Tin |
Fidelity Printers and Refiners Ltd. |
|
Gold |
FIR Metals & Resource Ltd.* |
|
Tantalum |
Fujian Jinxin Tungsten Co., Ltd.* |
|
Tungsten |
Gansu Seemine Material Hi-Tech Co Ltd. |
|
Gold |
Ganzhou Haichuang Tungsten Industry Co., Ltd. |
|
Tungsten |
Ganzhou Huaxing Tungsten Products Co., Ltd.* |
|
Tungsten |
Ganzhou Jiangwu Ferrotungsten Co., Ltd.* |
|
Tungsten |
Ganzhou Seadragon W & Mo Co., Ltd.* |
|
Tungsten |
Ganzhou Yatai Tungsten Co., Ltd. |
|
Tungsten |
Geib Refining Corporation* |
|
Gold |
3
|
|
|
Processing
Facility Name
|
|
Conflict
Mineral(s)
|
Gejiu Fengming Metallurgy Chemical Plant* |
|
Tin |
Gejiu Jinye Mineral Company* |
|
Tin |
Gejiu Kai Meng Industry and Trade LLC |
|
Tin |
Gejiu Non-Ferrous Metal Processing Co., Ltd.* |
|
Tin |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.* |
|
Tin |
Gejiu Zili Mining And Metallurgy Co., Ltd. |
|
Tin |
Global Advanced Metals Aizu* |
|
Tantalum |
Global Advanced Metals Boyertown* |
|
Tantalum |
Global Tungsten & Powders Corp.* |
|
Tungsten |
Gold Refinery of Zijin Mining Group Co., Ltd.* |
|
Gold |
Great Wall Precious Metals Co., Ltd. of CBPM |
|
Gold |
Guangdong Jinding Gold Limited |
|
Gold |
Guangdong Xianglu Tungsten Co., Ltd.* |
|
Tungsten |
Guangdong Zhiyuan New Material Co., Ltd.* |
|
Tantalum |
Guanyang Guida Nonferrous Metal Smelting Plant* |
|
Tin |
GCC Gujarat Gold Centre Pvt. Ltd. |
|
Gold |
Guoda Safina High-Tech Environment Refinery Co., Ltd. |
|
Gold |
H.C. Starck Co., Ltd.* |
|
Tantalum |
H.C. Starck Hermsdorf GmbH* |
|
Tantalum |
H.C. Starck Inc.* |
|
Tantalum |
H.C. Starck Ltd.* |
|
Tantalum |
H.C. Starck Smelting GmbH & Co. KG* |
|
Tantalum |
H.C. Starck Tantalum and Niobium GmbH* |
|
Tantalum |
H.C. Starck Tungsten GmbH* |
|
Tungsten |
Hangzhou Fuchunjiang Smelting Co., Ltd. |
|
Gold |
Heimerle + Meule GmbH* |
|
Gold |
Henan Yuguang Gold & Lead Co., Ltd. |
|
Gold |
Hengyang King Xing Lifeng New Materials Co., Ltd.* |
|
Tantalum |
Heraeus Metals Hong Kong Ltd.* |
|
Gold |
Heraeus Precious Metals GmbH & Co. KG* |
|
Gold |
Hi-Temp Specialty Metals, Inc.* |
|
Tantalum |
HuiChang Hill Tin Industry Co., Ltd.* |
|
Tin |
Huichang Jinshunda Tin Co., Ltd. |
|
Tin |
Hunan Chenzhou Mining Co., Ltd. |
|
Gold Tungsten
|
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji* |
|
Tungsten |
Hunan Chunchang Nonferrous Metals Co., Ltd.* |
|
Tungsten |
HwaSeong CJ Co., Ltd. |
|
Gold |
Hydrometallurg, JSC* |
|
Tungsten |
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.* |
|
Gold |
Ishifuku Metal Industry Co., Ltd.* |
|
Gold |
Istanbul Gold Refinery* |
|
Gold |
Japan Mint* |
|
Gold |
|
|
|
Processing
Facility Name
|
|
Conflict
Mineral(s)
|
Japan New Metals Co., Ltd.* |
|
Tungsten |
Jiangwu H.C. Starck Tungsten Products Co., Ltd.* |
|
Tungsten |
Jiangxi Copper Company Limited* |
|
Gold |
Jiangxi Dayu Longxintai Tungsten Co., Ltd. |
|
Tungsten |
Jiangxi Dinghai Tantalum & Niobium Co., Ltd* |
|
Tantalum |
Jiangxi Gan Bei Tungsten Co., Ltd.* |
|
Tungsten |
Jiangxi Ketai Advanced Material Co., Ltd.* |
|
Tin |
Jiangxi Minmetals Gaoan Non-ferrous Metals Co., Ltd. |
|
Tungsten |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.* |
|
Tungsten |
Jiangxi Tuohong New Raw Material* |
|
Tantalum |
Jiangxi Xinsheng Tungsten Industry Co., Ltd.* |
|
Tungsten |
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.* |
|
Tungsten |
Jiangxi Yaosheng Tungsten Co., Ltd.* |
|
Tungsten |
JiuJiang JinXin Nonferrous Metals Co., Ltd.* |
|
Tantalum |
Jiujiang Noaferrous Metals Smelting Company Limited* |
|
Tantalum |
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.* |
|
Tantalum |
Johnson Matthey Chemicals Ltd. |
|
Gold |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant* |
|
Gold |
JSC Uralelectromed* |
|
Gold |
JX Nippon Mining & Metals Co., Ltd. |
|
Gold Tin
|
Kaloti Precious Metals |
|
Gold |
Kazzinc* |
|
Gold |
KEMET Blue Metals* |
|
Tantalum |
Kemet Blue Powder* |
|
Tantalum |
Kennametal Fallon* |
|
Tungsten |
Kennametal Huntsville* |
|
Tungsten |
Kennecott Utah Copper LLC* |
|
Gold |
KGHM Polska Miedź Spółka Akcyjna |
|
Gold |
King-Tan Tantalum Industry Ltd.* |
|
Tantalum |
Kojima Chemicals Co., Ltd.* |
|
Gold |
Korea Zinc Co. Ltd.* |
|
Gold |
Kyrgyzaltyn JSC* |
|
Gold |
L azurde Company For Jewelry |
|
Gold |
Lingbao Gold Company Ltd. |
|
Gold |
Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
|
Gold |
LSM Brasil S.A.* |
|
Tantalum |
LS-NIKKO Copper Inc.* |
|
Gold |
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
|
Gold |
Magnus Minerais Metais e Ligas Ltda.* |
|
Tin |
Malaysia Smelting Corporation (MSC)* |
|
Tin |
Malipo Haiyu Tungsten Co., Ltd.* |
|
Tungsten |
4
|
|
|
Processing
Facility Name
|
|
Conflict
Mineral(s)
|
Materion* |
|
Gold |
Matsuda Sangyo Co., Ltd.* |
|
Gold |
Melt Metais e Ligas S.A.* |
|
Tin |
Metallic Resources, Inc.* |
|
Tin |
Metallo-Chimique N.V. |
|
Tin |
Metallurgical Products India Pvt., Ltd.* |
|
Tantalum |
Metalor Technologies (Hong Kong) Ltd.* |
|
Gold |
Metalor Technologies (Singapore) Pte., Ltd.* |
|
Gold |
Metalor Technologies (Suzhou) Co. Ltd.* |
|
Gold |
Metalor Technologies S.A.* |
|
Gold |
Metalor USA Refining Corporation* |
|
Gold |
METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V* |
|
Gold |
Mineração Taboca S.A.* |
|
Tin Tantalum
|
Minsur |
|
Gold Tin
|
Mitsubishi Materials Corporation* |
|
Gold Tin
|
Mitsui Mining & Smelting Co., Ltd.* |
|
Gold Tantalum
|
MMTC-PAMP India Pvt., Ltd.* |
|
Gold |
Modeltech Sdn Bhd |
|
Gold Tin |
Moliren Ltd.* |
|
Tungsten |
Morris and Watson |
|
Gold |
Moscow Special Alloys Processing Plant* |
|
Gold |
Nadir Metal Rafineri San. Ve Tic. A.Ş.* |
|
Gold |
Nankang Nanshan Tin Co., Ltd. |
|
Tin |
Navoi Mining and Metallurgical Combinat |
|
Gold |
Nghe Tinh Non-Ferrous Metals Joint Stock Company |
|
Tin |
Niagara Refining LLC* |
|
Tungsten |
Nihon Material Co., Ltd.* |
|
Gold |
Ningxia Orient Tantalum Industry Co., Ltd.* |
|
Tantalum |
Nippon Tungsten Co., Ltd. |
|
Tungsten |
NPM Silmet AS* |
|
Tantalum |
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC* |
|
Tungsten |
O.M. Manufacturing (Thailand) Co., Ltd.* |
|
Tin |
O.M. Manufacturing Philippines, Inc.* |
|
Tin |
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH* |
|
Gold |
Ohura Precious Metal Industry Co., Ltd.* |
|
Gold |
OJSC The Gulidov Krasnoyarsk Non-Ferrous Metals Plant (OJSC Krastsvetmet)* |
|
Gold |
OJSC Novosibirsk Refinery* |
|
Gold |
Operaciones Metalurgical S.A.* |
|
Tin |
|
|
|
Processing
Facility Name
|
|
Conflict
Mineral(s)
|
PAMP S.A.* |
|
Gold |
Penglai Penggang Gold Industry Co., Ltd. |
|
Gold |
Philippine Chuangxin Industrial Co., Inc.* |
|
Tungsten |
Power Resources Ltd.* |
|
Tantalum |
Prioksky Plant of Non-Ferrous Metals* |
|
Gold |
PT Aneka Tambang (Persero) Tbk* |
|
Gold |
PT Aries Kencana Sejahtera* |
|
Tin |
PT Artha Cipta Langgeng* |
|
Tin |
PT ATD Makmur Mandiri Jaya* |
|
Tin |
PT Babel Inti Perkasa* |
|
Tin |
PT Bangka Kudai Tin |
|
Tin |
PT Bangka Prima Tin* |
|
Tin |
PT Bangka Tin Industry* |
|
Tin |
PT Belitung Industri Sejahtera* |
|
Tin |
PT Bukit Timah* |
|
Tin |
PT Cipta Persada Mulia |
|
Tin |
PT DS Jaya Abadi* |
|
Tin |
PT Eunindo Usaha Mandiri* |
|
Tin |
PT Inti Stania Prima* |
|
Tin |
PT Justindo |
|
Tin |
PT Karimun Mining* |
|
Tin |
PT Kijang Jaya Mandiri* |
|
Tin |
PT Mitra Stania Prima* |
|
Tin |
PT O.M. Indonesia* |
|
Tin |
PT Panca Mega Persada* |
|
Tin |
PT Prima Timah Utama* |
|
Tin |
PT Refined Bangka Tin* |
|
Tin |
PT Sariwiguna Binasentosa* |
|
Tin |
PT Stanindo Inti Perkasa* |
|
Tin |
PT Sukses Inti Makmur* |
|
Tin |
PT Sumber Jaya Indah* |
|
Tin |
PT Timah (Persero) Tbk Kundur* |
|
Tin |
PT Tima (Persero) Tbk Mentok* |
|
Tin |
PT Tinindo Inter Nusa* |
|
Tin |
PT Tirus Putra Mandiri |
|
Tin |
PT Tommy Utama* |
|
Tin |
PT WAHANA PERKIT JAYA |
|
Tin |
PX Precinox SA* |
|
Gold |
QuantumClean* |
|
Tantalum |
Rand Refinery (Pty) Ltd.* |
|
Gold |
Remondis Argentina B.V. |
|
Gold |
Republic Metals Corporation* |
|
Gold |
Resind Indústria e Comércio Ltda.* |
|
Tin Tantalum
|
RFH Tantalum Smeltry Co., Ltd.* |
|
Tantalum |
Royal Canadian Mint* |
|
Gold |
5
|
|
|
Processing
Facility Name
|
|
Conflict
Mineral(s)
|
Rui Da Hung* |
|
Tin |
SAAMP* |
|
Gold |
Sabin Metal Corp. |
|
Gold |
SAFINA A.S. |
|
Gold |
Sai Refinery |
|
Gold |
|
|
Samduck Precious Metals* |
|
Gold |
|
|
SAMWON METALS Corp. |
|
Gold |
|
|
SAXONIA Edelmetalle GmbH* |
|
Gold |
|
|
Schone Edelmetaal B.V.* |
|
Gold |
|
|
SEMPSA Joyería Platería S.A.* |
|
Gold |
|
|
Shandong Tiancheng Biological Gold Industrial Co., Ltd.* |
|
Gold |
|
|
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
|
Gold |
|
|
Sichuan Tianze Precious Metals Co., Ltd.* |
|
Gold |
|
|
Singway Technology Co., Ltd.* |
|
Gold |
|
|
So Accurate Group, Inc. |
|
Gold |
|
|
SOE Shyolkovsky Factory of Secondary Precious Metals* |
|
Gold |
|
|
Soft Metais Ltda.* |
|
Tin |
|
|
Solar Applied Materials Technology Corp.* |
|
Gold |
|
|
Solikamsk Magnesium Works OAO* |
|
Tantalum |
|
|
South-East Nonferrous Metal Company Limited of Hengyang City* |
|
Tungsten |
|
|
Sudan Gold Refinery |
|
Gold |
|
|
Sumitomo Metal Mining Co., Ltd.* |
|
Gold |
|
|
T.C.A S.p.A* |
|
Gold |
|
|
Taki Chemical Co., Ltd.* |
|
Tantalum |
|
|
Tanaka Kikinzoku Kogyo K.K.* |
|
Gold |
|
|
Tejing (Vietnam) Tungsten Co., Ltd.* |
|
Tungsten |
|
|
Telex Metals* |
|
Tantalum |
|
|
Thaisarco* |
|
Tin |
|
|
The Refinery of Shandong Gold Mining Co., Ltd.* |
|
Gold |
|
|
Tokuriki Honten Co., Ltd.* |
|
Gold |
|
|
TongLing Nonferrous Metals Group Holdings Co., Ltd. |
|
Gold |
|
|
Tony Goetz NV |
|
Gold |
|
|
|
Processing
Facility Name
|
|
Conflict
Mineral(s)
|
Torecom* |
|
Gold |
|
|
Tranzact, Inc. |
|
Tantalum |
Tuyen Quang Non-Ferrous Metals Joint Stock Company |
|
Tin |
|
|
Ulba Metallurgical Plant JSC* |
|
Tantalum |
|
|
Umicore Brasil Ltda.* |
|
Gold |
|
|
Umicore Precious Metals Thailand* |
|
Gold |
|
|
Umicore S.A. Business Unit Precious Metals Refining* |
|
Gold |
|
|
Unecha Refractory Metals Plant* |
|
Tungsten |
|
|
United Precious Metal Refining, Inc.* |
|
Gold |
|
|
Universal Precious Metals Refining Zambia |
|
Gold |
|
|
Valcambi S.A. |
|
Gold |
|
|
Vietnam Youngsun Tungsten Industry Co., Ltd.* |
|
Tungsten |
|
|
VQB Mineral and Trading Group JSC* |
|
Tin |
|
|
Western Australian Mint trading as The Perth Mint* |
|
Gold |
|
|
White Solder Metalurgia e Mineração Ltda.* |
|
Tin |
|
|
WIELAND Edelmetalle GmbH* |
|
Gold |
|
|
Wolfram Bergbau und Hütten AG* |
|
Tungsten |
|
|
Woltech Korea Co., Ltd.* |
|
Tungsten |
|
|
Xiamen Tungsten (H.C.) Co., Ltd.* |
|
Tungsten |
|
|
Xiamen Tungsten Co., Ltd.* |
|
Tungsten |
|
|
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.* |
|
Tungsten |
|
|
Xinhai Rendan Shaoguan Tungsten Co., Ltd.* |
|
Tungsten |
|
|
XinXing Haorong Electronic Material Co., Ltd.* |
|
Tantalum |
|
|
Yamamoto Precious Metal Co., Ltd.* |
|
Gold |
|
|
Yichun Jin Yang Rare Metal Co., Ltd.* |
|
Tantalum |
|
|
Yokohama Metal Co., Ltd.* |
|
Gold |
|
|
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.* |
|
Tin |
|
|
Yunnan Copper Industry Co., Ltd. |
|
Gold |
|
|
Yunnan Tin Company Limited* |
|
Tin |
|
|
Zhongyuan Gold Smelter of Zhongjin Gold Corporation* |
|
Gold |
|
|
Zhuzhou Cemented Carbide Group Co., Ltd.* |
|
Tantalum |
* |
Smelter certified as conflict-free by the CFSI Conflict-Free Smelter Program, the London Bullion Market Association Good Delivery Program and /or the Responsible Jewellery Council Chain-of-Custody Certification as of
April 12, 2017. |
|
Smelter certified as conflict-free by the CFSI Conflict-Free Smelter Program for only one of two Conflict Minerals supplied |
6
Countries of Origin
|
|
|
|
|
Angola |
|
Guyana |
|
Philippines |
|
|
|
Argentina |
|
Hong Kong |
|
Poland |
|
|
|
Armenia |
|
Hungary |
|
Portugal |
|
|
|
Australia |
|
India |
|
Russia |
|
|
|
Austria |
|
Indonesia |
|
Rwanda |
|
|
|
Belarus |
|
Ireland |
|
Saudi Arabia |
|
|
|
Belgium |
|
Israel |
|
Sierra Leone |
|
|
|
Bermuda |
|
Italy |
|
Singapore |
|
|
|
Bolivia |
|
Japan |
|
Slovakia |
|
|
|
Brazil |
|
Jersey |
|
South Africa |
|
|
|
Burundi |
|
Kazakhstan |
|
South Korea |
|
|
|
Cambodia |
|
Kenya |
|
South Sudan |
|
|
|
Canada |
|
Kyrgyzstan |
|
Spain |
|
|
|
Central African Republic |
|
Laos |
|
Suriname |
|
|
|
Chile |
|
Luxembourg |
|
Sweden |
|
|
|
China |
|
Madagascar |
|
Switzerland |
|
|
|
Colombia |
|
Malaysia |
|
Taiwan |
|
|
|
Congo (Brazzaville) |
|
Mali |
|
Tajikistan |
|
|
|
Czech Republic |
|
Mexico |
|
Tanzania |
|
|
|
Djibouti |
|
Mongolia |
|
Thailand |
|
|
|
DRC Congo (Kinshasa) |
|
Morocco |
|
Turkey |
|
|
|
Ecuador |
|
Mozambique |
|
Uganda |
|
|
|
Egypt |
|
Myanmar |
|
United Arab Emirates |
|
|
|
Estonia |
|
Namibia |
|
United Kingdom |
|
|
|
Ethiopia |
|
Netherlands |
|
United States of America |
|
|
|
Finland |
|
New Zealand |
|
Uzbekistan |
|
|
|
France |
|
Niger |
|
Vietnam |
|
|
|
Germany |
|
Nigeria |
|
Zambia |
|
|
|
Ghana |
|
Papua New Guinea |
|
Zimbabwe |
|
|
|
Guinea |
|
Peru |
|
|
7